FINRA bars California broker for insider trading (AP)

By admin, 09-11-2009

Jason Goldfarb leaves Manhattan Federal Court after being arrested along with 13 others on insider trading charges November 5 in New York. Law enforcement officials in New York announced charges against 14 people in a widening probe into the largest ever alleged hedge-fund insider trading scheme on Wall Street.(AFP/Getty Images/Mario Tama)AP - The Financial Industry Regulatory Authority on Wednesday said it barred a former registered representative based in California after he took part in insider trading earlier this year.



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